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MP 8.01.10 Charged-Particle (Proton or Helium Ion) Radiation Therapy

Medical Policy
Section
Therapy
Original Policy Date
7/31/96
Last Review Status/Date
Reviewed with literature search/8:2008
Issue
8:2008
Return to Medical Policy Index

Disclaimer

Our medical policies are designed for informational purposes only and are not an authorization, or an explanation of benefits, or a contract.  Receipt of benefits is subject to satisfaction of all terms and conditions of the coverage.  Medical technology is constantly changing, and we reserve the right to review and update our policies periodically.


Description

Charged-particle beams consisting of protons or helium ions are a type of particulate radiation therapy. They contrast with conventional electromagnetic (i.e., photon) radiation therapy due to several unique properties including minimal scatter as particulate beams pass through tissue, and deposition of ionizing energy at precise depths (i.e., the Bragg peak). Thus, radiation exposure of surrounding normal tissues is minimized. The theoretical advantages of protons and other charged-particle beams may improve outcomes when the following conditions apply:

  • Conventional treatment modalities do not provide adequate local tumor control;
  • Evidence shows that local tumor response depends on the dose of radiation delivered; and
  • Delivery of adequate radiation doses to the tumor is limited by the proximity of vital radiosensitive tissues or structures.

The use of proton or helium ion radiation therapy has been investigated in 2 general categories of tumors/abnormalities:

1. Tumors located near vital structures, such as intracranial lesions or lesions along the axial skeleton, such that complete surgical excision or adequate doses of conventional radiation therapy are impossible. These tumors/lesions include uveal melanomas, chordomas, and chondrosarcomas at the base of the skull and along the axial skeleton.

2. Tumors that are associated with a high rate of local recurrence despite maximal doses of conventional radiation therapy. The most common tumor in this group is locally advanced prostate cancer (i.e., Stages C or D1 [without distant metastases], also classified as T3 or T4). These patients are generally not candidates for surgical resection, and the 5- and 10-year local recurrence rate associated with conventional radiation is estimated at 24%–28% and 39%–42%, respectively.

Note: The use of proton or helium radiation in conjunction with stereotactic guidance for central nervous system (CNS) applications is addressed in a separate policy on stereotactic radiosurgery (policy No. 6.01.10 ).


Policy

Charged-particle irradiation with proton or helium ion beams may be considered medically necessary in the following clinical situations:

  • primary therapy for melanoma of the uveal tract (iris, choroid, or ciliary body), with no evidence of metastasis or extrascleral extension, and with tumors up to 24 mm in largest diameter and 14 mm in height;
  • postoperative therapy (with or without conventional high-energy x-rays) in patients who have undergone biopsy or partial resection of chordoma or low-grade (I or II) chondrosarcoma of the basisphenoid region (skull-base chordoma or chondrosarcoma) or cervical spine. Patients eligible for this treatment have residual localized tumor without evidence of metastasis.

Charged-particle irradiation with proton beams using standard treatment doses is considered not medically necessary in patients with clinically localized prostate cancer, because the clinical outcomes with this treatment have not been shown to be superior to other approaches including intensity modulated radiation therapy (IMRT) or conformal radiation therapy yet proton beam therapy is generally more costly than these alternatives. (See Benefit Application section for contractural items that may impact use in this condition.)

Other applications of charged-particle irradiation are considered investigational.


Policy Guidelines

The use of proton beam or helium ion radiation therapy typically consists of a series of CPT codes describing the individual steps required: medical radiation physics, clinical treatment planning, treatment delivery, and clinical treatment management. It should be noted that the code for treatment delivery primarily reflects the costs related to the energy source used and not physician work. The following CPT codes have been used:

Medical radiation physics

77399: Unlisted procedure, medical radiation physics, dosimetry, and treatment devices, and special services

Clinical Treatment Planning

77299: Unlisted procedure, therapeutic radiology clinical treatment planning

Treatment delivery

The codes used for treatment delivery will depend on the energy source used, typically either photons or protons. For photons (i.e., with a Gamma Knife or LINAC device) nonspecific radiation therapy treatment delivery CPT codes may be used based on the voltage of the energy source (i.e., codes 77402–77416). When proton beam therapy is used the following specific CPT codes are available:

77520: Proton treatment delivery; simple, without compensation

77522: Proton treatment delivery; simple with compensation

77523: Proton treatment delivery; intermediate

77525: Proton treatment delivery; complex

Note: Codes for treatment delivery primarily reflect the costs related to the energy source used, and not physician work.

Clinical treatment management

77499: Unlisted procedure, therapeutic radiology treatment management

Note: If stereotactic guidance is used, please refer to policy No. 6.01.10


Benefit Application

BlueCard/National Account Issues

Charged particle radiation therapy is a specialized procedure that may require out of network referral.

Because proton beam therapy is generally more costly than alternative therapies but has not been shown to lead to improved outcomes compared to those obtained with alternatives, it is considered not medically necessary using the MPRM medical necessity definition.
For contracts that do not use this definition of medical necessity, other contract provisions including contract language concerning use of out of network providers and services may be applied. That is, if the alternative therapies (e.g., IMRT or conformal treatments) are available in-network but proton beam therapy is not, proton beam therapy would not be considered an in-network benefit. In addition, benefit or contract language describing the "least costly alternative" may also be applicable for this choice of treatment.


Rationale

Charged-particle beam radiation therapy has been most extensively studied in uveal melanomas, where the focus has been to provide adequate local control while still preserving vision. Pooling data from 3 centers, Suit and Urie reported local control in 96% and 5-year survival of 80%, results considered equivalent to enucleation. (1) A recent summary of results from the United Kingdom reports 5-year actuarial rates of 3.5% for local tumor recurrence, 9.4% for enucleation, 61.1% for conservation of vision of 20/200 or better, and 10.0% death from metastasis. (2) The available evidence also suggested that charged-particle beam irradiation is at least as effective as, and may be superior to, alternative therapies including conventional radiation or resection to treat chordomas or chondrosarcoma of the skull base or cervical spine. (1) A TEC Assessment completed in 1996 (3) reached the same conclusions.

In contrast, the published data did not support superiority of charged-particle beam radiation therapy compared to conventional radiation therapy to treat prostate cancer. Specifically, results of a randomized clinical trial were published in 1995 comparing outcomes of conventional radiation therapy with versus without an additional radiation “boost” of proton beam therapy. (4) Patients treated in the control arm received a total of 67.2 Gy, while those in the “high-dose” arm received a total of 75.6 Gy. This study, initiated in 1982, was designed to determine if this dose escalation of 12.5% would increase the 5- and 8-year rates of local control, disease-specific survival, overall survival, or total tumor-free survival with acceptable side effects. Surprisingly, there was no statistically significant difference in any of the outcomes measured. On subgroup analysis, patients with poorly differentiated cancer achieved a statistically significant improvement in the rate of local control, but not in other outcomes such as overall survival or disease-specific survival. Patients in the high-dose arm experienced a significantly increased rate of complications, most notably rectal bleeding. In addition, new sophisticated treatment planning techniques, referred to as 3-dimensional conformal radiotherapy (3D-CRT) or image-modulated radiation therapy (IMRT), have permitted dose escalation of conventional radiation therapy to 80 Gy, a dose higher than that achieved with proton therapy in the above study. (5, 6) Furthermore, these gains were achieved without increasing radiation damage to adjacent structures.

Many of the reports published document the experience of the Loma Linda University Medical Center. In 2004, investigators at Loma Linda reported their experience with 1,255 patients with prostate cancer who underwent 3D-CRTproton beam radiation therapy. (7) Outcomes were measured in terms of toxicity and biochemical control, as evidenced by PSA levels. The overall biochemical disease-free survival rate was 73% and was 90% in patients with initial PSA less than or equal to 4.0. The long-term survival outcomes were comparable with those reported for other modalities intended for cure.

From the published literature, it appears that dose escalation is an accepted concept in treating organ-confined prostate cancer. (8) Proton beam therapy, using 3-D conformal radiation planning (3-D CRT) or intensity modulated radiation planning (IMRT), is one technique used to provide dose escalation to a more well-defined target volume. However, dose escalation is more commonly offered with conventional external beam radiation therapy using 3-D CRT or IMRT. The morbidity related to radiation therapy of the prostate is focused on the adjacent bladder and rectal tissues; therefore, dose escalation is only possible if these tissues are spared. Even if IMRT or 3-D CRT permits improved delineation of the target volume, if the dose is not accurately delivered, perhaps due to movement artifact, the complications of dose escalation can be serious, as the bladder and rectal tissues are now exposed to even higher doses. The accuracy of dose delivery applies to both conventional and proton beam therapy. (9) There are ongoing randomized studies examining the outcomes of dose escalation for conventional external beam radiation therapy. (10)

2006 Update

Additional data have been published concerning use of proton beam therapy in localized prostate cancer. (11) While there have not been randomized studies, reports from treating large numbers of patients with prostate cancer using this modality have demonstrated results comparable to those obtained with alternative techniques. However, the clinical utility of dose escalation using proton beam therapy is still not known.

A review of the literature published since November 2004 did not identify studies that would alter the policy statement for use in other conditions. A number of case series reported that describe initial results using proton beam therapy in hepatocellular cancer, non-small cell lung cancer, metastatic tumors of the choroid, and recurrent uveal melanoma. However, these results are not sufficient to determine if proton beam therapy offers any advantage over conventional treatments for these conditions.

2007-2008 Update

The policy was updated with a literature search using MEDLINE in January 2008. None of the publications identified lead to a change in the policy statement. Publications describe initial, preliminary results of using proton beam radiotherapy in other malignancies such as breast cancer. In addition, the combination of proton beam radiotherapy with transpupillary thermotherapy in the treatment of ocular melanoma is being studied. (12) A recent AHRQ comparative effectiveness review of therapies for clinically localized prostate cancer indicated that, based on non-randomized comparisons, the absolute rates of outcomes after proton radiation appear similar to other treatments. (13)

August 2008 Update
The policy was updated on treatment of prostate cancer with a literature search using MEDLINE through July 2008. No studies were identified that would alter the conclusions of the AHRQ report noted above that found that the results of proton beam therapy appear similar to other treatments for clinically localized prostate cancer. (13) Given these conclusions along with information that proton beam therapy is generally more costly than alternative treatments, proton beam therapy is considered not medically necessary.
In an editorial, Zeitman comments that while proton beam therapy has been used in prostate cancer for some time and there is a growing body of evidence confirming clinical efficacy; apart from some comparative planning studies, there is no proof that it is superior to alternatives such as 3-D conformal therapy or IMRT. (14) The editorial comments that proton beam therapy could show benefit by either allowing greater dose escalation (if improved outcomes were demonstrated) or by allowing certain doses of radiation therapy to be delivered with fewer side effects compared to other modalities. In terms of dose escalation, the editorial comments on a model (proposed by Konski) that speculates delivering 91.8Gy could yield a 10% improvement in 5-year freedom from biochemical failure for men with intermediate risk (15 to 20% of those with prostate cancer) disease. The editorial comments that the ability to deliver this dose of radiation has yet to be studied. In terms of proton beam therapy leading to reduced side-effects, the editorial also notes that work is just beginning. The author comments that we do not know if there would be gains by treating with proton beam therapy to the doses currently used in IMRT therapy (around 79 to 81 Gy) and this is a topic where studies are needed.

References:

  1. Suit H, Urie M. Proton beams in radiation therapy. J Natl Cancer Inst 1992; 84(3):155-64.
  2. Damato B, Kacperek A, Chopra M et al. Proton beam radiotherapy of choroidal melanoma: the Liverpool-Clatterbridge experience. Int J Radiat Oncol Biol Phys 2005; 62(5):1405-11.
  3. 1996 TEC Assessments; Tab 1.
  4. Shipley WU, Verhey LJ, Munzenrider JE. Advanced prostate cancer: The results of a randomized comparative trail of high dose irradiation boosting with conformal photons compared with conventional dose irradiation using protons alone. Int J Radiat Oncol Biol Phys 1995; 32(1):3-12.
  5. Hanks GE. A question filled future for dose escalation in prostate cancer. Int J Radiat Oncol Biol Phys 1995; 32(1):267-9.
  6. Cox JD. Dose escalation by proton irradiation for adenocarcinoma of the prostate. Int J Radiat Oncol Biol Phys 1995; 32(1):265-6.
  7. Slater JD, Rossi CJ, Yonemoto LT et al. Proton therapy for prostate cancer: the initial Loma Linda University experience. Int J Radiat Oncol Biol Phys 2004; 59(2):348-52.
  8. Nilsson S, Norlen BJ, Widmark A. A systematic overview of radiation therapy effects in prostate cancer. Acta Oncologica 2004; 43(4):316-81.
  9. Kuban D, Pollack A, Huang E et al. Hazards of dose escalation in prostate cancer radiotherapy. Int J Radiat Oncol Biol Phys 2003; 57(5):1260-8.
  10. Michalski JM, Winter K, Purdy JA et al. Toxicity after three-dimensional radiotherapy for prostate cancer with RTOG 9406 dose level IV. Int J Radiat Oncol Biol Phys 2004; 58(3):735-42.
  11. Zietman AL, DeSilvio ML, Slater JD et al. Comparison of conventional-dose vs high-dose conformal radiation therapy in clinically localized adenocarcinoma of the prostate: a randomized controlled trial. JAMA 2005; 294(10):1233-9.
  12. Desjardins L, Lumbroso-Le Rouic L, Levy-Gabriel C et al. Combined proton beam radiotherapy and transpupillary thermotherapy for large uveal melanomas: a randomized study of 151 patients. Ophthalmic Res 2006; 38(5):255-60.
  13. Wilt TJ, Shamliyan T, Taylor B et al. Comparative effectiveness of therapies for clinically localized prostate cancer. Comparative Effectiveness Review No. 13. Agency for Healthcare Research and Quality. February 2008. Available at: http://effectivehealthcare.ahrq.gov/healthInfo.cfm?infotype=rr&ProcessID=9&DocID=79 (Last accessed 2/08/08).
  14. Zietman AL. The Titanic and the iceberg: prostate proton therapy and health care economics. J Clin Oncol 2007; 25(24):3565-6. 

 

 

Codes

Number

Description

CPT  See Policy Guidelines   
ICD-9 Procedure  92.26  Teleradiotherapy of other particulate radiation 
ICD-9 Diagnosis  170.0  Malignant neoplasm of skull 
  170.2  Chondrosarcoma of cervical spine 
  170.9  Chondrosarcoma, basisphenoid region (skull) 
185 Malignant neoplasm of prostate
  190.6  Primary malignant neoplasm of eye (choroid) 
  198.5  Secondary malignant neoplasm of skull 
HCPCS  No Code   
Type of Service  Therapy 
Place of Service  Outpatient 


Index

Charged Particle (Proton or Helium Ion) Irradiation
Helium Ion or Proton Beam Radiotherapy
Irradiation, Charged Particle (Proton or Helium Ion)
Proton or Helium Ion Beam Radiotherapy


Policy History
Date Action Reason
07/31/96 Add to Therapy section New policy
01/30/98 Replace policy Reviewed with changes; new indications
11/15/98 Coding update 99 CPT coding release
11/01/99 Replace policy New CPT code; policy unchanged
10/15/00 Replace policy New CPT codes
4/29/03 Replace policy Policy updated with literature search; no change in policy statement; references added
04/1/05 Replace policy Policy updated with literature search with specific focus on proton beam therapy for prostate cancer; no change in policy statement, reference numbers 6–9 added
7/20/06 Replace policy Policy updated to state proton beam is an alternative in localized prostate cancer. New reference numbers 2 and 11 added and other references renumbered
02/14/08 Replace policy  Policy updated with literature search; no change in policy statements. Reference numbers 12 and 13 added.
08/14/08 Replace policy  Policy updated related to localize prostate cancer; reference number 14 added. Policy statement changed to indicate that proton beam therapy is not medically necessary in the treatment of localized prostate cancer. 


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